Ethnographic
Moment: Three Shows in Three Nights
Cultural
Homogeneity and Trans-National Cosmopolitanism
Ethnographic
Moment: Saturday Morning at the Record Store
Case
Study: Producing Punk Planet and Aphasia
Fanzines
and Audience Participation
The
Scene as a Democratic Space
Case
Study: “How Punk Are You?”
Case
Study: Lehigh Valley Punk Rock
The
Trans-Locality of Indie Music
Case
Study: (Inter)Networking with One Zine, Two Bands, and Three Record Labels
Ethnographic
Moment: Just Another Night at the Empty Bottle
The
Encroaching Culture Industry
Case
Study: Keeping Punk Planet DIY
Suggestions
for Further Research
Appendix
A: Description of Interviews (Chronological)
Appendix
B: Description of Interview Topics.
Appendix
C: Survey Dates and Shows
It’s about
Before
I moved from
That
show was at the Icehouse in
The
Cursive show on the 20th is nothing like that show was. These are
national touring bands, not local ones. This is a professional venue, not a
local warehouse. Admission is $11, not $6 (or $5 with the donation of a can of
food for the local food pantry). The bands perform on a stage that is at least
three feet higher than the floor. The biggest difference between this show in
I see someone who appears to be at least as old as me, standing in the rear of the crowd, feet shoulder-length apart, arms crossed: the classic jaded indie rocker pose. He’s wearing dark jeans and a canvas jacket, just like me, and appears to be alone. When he walks past me after Small Brown Bike finishes their set I give him a curt nod and he nods back. Next time I see him at a show I might even say “Hello”.
No Knife is
predictably lame. They play pop punk similar to Chicago-based Alkaline Trio,
except they’re from
Seeing Cursive is
always interesting, as they continually change their sound. Their earlier
releases follow in the same low-fi melodic
post-hardcore sound as that exemplified by
The next night I head over to the Fireside Bowl alone for the Her Flyaway Manner / Check Engine / Haymarket Riot / Engine Down show. The doors open at 7 and I pay my $8 before heading to the bar, which is in a separate room. The Fireside used to be an actual bowling alley back when the neighborhood was safer, and they still open the lanes on Mondays for all night bowling with deejays spinning records. These days it’s operated as a do-it-yourself all-ages venue that has between six and eight shows a week (some Saturdays they’ll have two shows). The guys that work the door or run the soundboard don’t look any older than me; actually, the large majority of the audience looks a lot younger than me. All-ages venues in large cities tend to attract more teenagers than you might expect, mainly because there really isn’t anything else for them to do until they turn 21. Just about everyone’s smoking (which makes it hard for those of us trying to quit), and the over-21 fans are drinking cheep beer (I’m on Miller High Life). We’re all wearing work pants, thrift-store button-down shirts, thick black-rimmed glasses, and either Saucony sneakers or Converse All-Stars.[2]
The kids here seem to be more into the music than at the Cursive show the previous night. I’m standing right in front of the stage, on the left side, and there are people with cameras all around, snapping pictures of the bands, presumably for websites or fanzines. The crowd seems like they’re at a party instead of a concert: everyone’s talking between songs. I even spot people dancing, and a smile escapes my lips. It feels like we’ve all known each other for years.
Check Engine is really energetic and tight, and I actually find myself moving a little bit, although you wouldn’t quite call it dancing. The drummer keeps spitting into the audience and hitting this one girl taking pictures—she takes it for about fifteen minutes before getting completely grossed out. The only song of theirs I’ve heard is the one on the Thick Records compilation of local bands (Oil, 2003), but I’m impressed enough by the live performance that I purchase a copy of their self-titled LP (2002) for $8. While talking to Keeley Davis (guitarist/vocalist of Engine Down) at a Denali (his sister’s band) show a few weeks later, I find out that they broke up right after they finished playing and feel somewhat privileged that I saw their last show ever (I can only say that about one other band—well, there are two other bands whose last shows I saw, but then they went off and played “secret gigs” that I hadn’t known about).
When Haymarket
Riot comes on, the crowd immediately starts jeering. I’ve never seen them
before but they’re a
I don’t remember too much about Engine Down’s set because I was ecstatic the entire time. As usual, they rocked my world.
These three rock concerts (or
shows) consisted of bands that do not have contracts with corporate record
labels playing for a relatively small audience, each of whom paid a fraction of
what they would have paid for a larger arena concert. The audience members were
implicitly aware of certain codes of conduct that signify membership in this
particular subculture (cf. Hebdige 1979, Easton
2001), but the defining characteristic of the bands, audience members, and
surrounding support structure is not one of fashion or performance rules. The
independent music scene is in direct competition with the corporate music
scene, and its defining characteristic is that of economic and ideological independence
from the corporate culture industry.
What is the “culture industry”? Adorno and Horkheimer identified it as a “system [of cultural production] which is uniform as a whole and in every part” (1993:30), and predicted in the 1940s that it would soon enough exist all around us as an integral part of modern society. More recently, Schiller recognizes mergers among media companies as constituting an effective monopoly on the production of culture, suggesting that “material that is unfamiliar, socially critical or seriously antiestablishment” is far less likely to receive attention than product which adheres to the status quo and guaranteed to sell (1989:38). This has quickly become a global phenomena, and when Garnham asks “whether the increasingly global flow of cultural goods and services is creating a series of cosmopolitan cultural identities at the expense of more traditional national or local cultural identities” (1993:253), he poses a broader question regarding the continued validity and vitality of localized media and media culture in the face of large-scale homogenization. The culture industry is no small part of this shift.[3]
In
this paper I will examine to what extent resistance to the culture industry and
its influence exists, through the vehicle of independent music scenes. In the
above depiction of three shows I have already given some examples of
differences: lower ticket prices, smaller venues, audience members taking
photographs unmolested by security guards, and albums being released by
privately-owned record labels; other differences, such as the breakdown of the
culture industry’s artist/audience barrier and the notion of democratic
participation, will also be discussed. My primary focus is on independent music
scenes in suburban and urban
The specific music that forms the basis of my research has developed out of the punk rock movement in the 1970s (commonly referred to as “post-punk”), yet many other genres have developed independent networks modeled after and intertwined with those of the punk rock movement and its legacy. Therefore, an understanding of the cultural legacy of the punk movement is necessary for my larger argument (see McNeil and McCain 1996 for an oral history of the British punk movement in the late 1970s, also see Azerrad 2001 for a history of the American independent movement in the 1980s). One may think of the music itself being opposed to recognizably “popular” music as (aesthetically) analogous to the independent field being opposed to the corporate field, yet discussing the intricacies of each post-punk genre would quickly prove to be burdensome; therefore, like Finnegan (1989), I focus on musical practices (and music cultural practices) instead of musical works and forms.[4]
There are five levels of “independence” (or lack thereof) for bands vis-à-vis major record labels: 1) bands on a major label, 2) bands on major label subsidiaries that operate as if they were independent labels, 3) bands on independent labels that are minority owned by major labels (49% or less), 4) bands on independent labels that have press and distribution agreements with major labels, and 5) bands on independent labels that are self-distributed or distributed by an independent distributor such as Mordam Records or Southern Records.[5] When I refer to “independent music”, I am talking about music that is produced, recorded, and distributed by bands and musicians without the economic assistance (and subsequent control) of the major labels and their subsidiaries, i.e., those only in the last category.[6] The network of exchange within independent music constitutes an informal economy that, at times, exists in an extra-legal manner: unlicensed venues and unincorporated record labels are not uncommon, and many fans have learned about the music through record trading services often found in the classified ads of record collector magazines such as Goldmine or Wire.
Limiting my study has the advantage of examining one extreme in opposition to the other extreme of what is often perceived as a continuum. Many studies are not limited in this manner: Kruse’s (1993, 1995) study of “college music” includes bands that are independent in addition to bands that are major label artists; Finnegan (1989) defines a continuum of musicians with “amateur” and “professional” defining the two extremes, and notes the difficulty of firmly marking a distinction between the two, as she strives to discuss musicians that are more amateur than they are professional; Straw’s (1991) analysis is of “alternative music”, a common identifier during the early 1990s that has since lost any semblance of aesthetic (and productive) differentiation from the mainstream in the face of commercialization; and Slobin’s study of “micromusics” in Europe and Russia includes musical cultures that are seeking “to be co-opted into a mainstream” (1993:28). Other studies that are limited to this notion of “independence” are hindered by a strict genre adherence, typically to punk: Andersen and Jenkins (2001), Goshert (2000), and O’Connor (2002a, 2002b) do not attempt to generalize beyond the specific musical forms (and surrounding cultures) they describe.
Throughout this paper I refer interchangeably to “independent music”, “underground music”, “independent music culture”, the “independent music community”, and the “independent music scene”. In all these instances I am referring to the music and/or its surrounding culture as limited by the above constraint of independence from the major labels. When I discuss the “corporate”, “mainstream”, or “commercial” music “industry”, I am referring to the major labels and the business practices and support structure surrounding their artists (e.g., retail chain stores, monolithic media conglomerates, industry publications [e.g., Rolling Stone, Spin, Billboard], etc.).
Following a note
on methods and an initial discussion of the view of cultural homogeneity and
global cosmopolitanism as a necessary result of globalization and modernity, I
present examples of efforts to retain local culture that often appropriate the
very forms that seek to de-emphasize local culture. I then seek to exemplify
this with a definition of local “scenes” as existing separate from the
political and economic imperatives of the overarching cultural industry, using Bourdieu’s notion of habitus
(1993), a reciprocal artist/audience model, and Habermas’s
“public sphere” (2000). These scenes’ existence as reciprocal communities is
the cultural legacy of punk rock scenes, and a discussion of this legacy along
with the historical problem of punk is crucial for an understanding of various
independent music communities. A theoretical analysis utilizing
As Easton (2001:41-3) notes, many
independent music fans initially get into the music through a peer group and/or
the influence of a respected, experienced, older friend or relative. Throughout
high school I attended local punk rock and hardcore shows in
In college, joining the staff of the radio station exposed me to an entire other world of independent music. My mentors (upperclass radio deejays) tried impressing on me the political ideologies of the underground, but initially for me, it was simply more fun. The underground was cheaper, more immediate, more exclusive—and somehow more inclusive. If you were willing to put the time and effort into appreciating the music, the history, and the people involved, you were bound to have a good time. Following years of collecting records, going to shows, and submitting random pieces of writing for publication in fanzines, I grew to understand implicitly what it was that made the underground special: it was its own community.
One summer, I got
a job at a local record store in
These many years of participation have provided me with some insights that I decided to pursue with further research. For this project, I have interviewed a number of individuals who are involved in the production and perpetuation of this culture to gain their insights: band members, record label owners, and zine editors (see Appendix A, B). The entrepreneurial spirit of these individuals was continually impressed on me, as they made personal and financial sacrifices in order to get where they are today. As the co-owner of a record label rationalizes (Lunsford and Lunsford 2003), “It’s just great to work with the bands, meet the people, and help the bands out because this is what they want to do. This is what they want to do with their life and we’re just going to try to help them in every way that we can and fulfill that dream… I feel like that’s what I want Polyvinyl to be, I want our bands to be happy, I want to be fair, and I just want it like a big, happy family… I don’t want to jump in bed with a major label where they say ‘Well, we’re not putting that record out’. I like knowing that our bands can put whatever they want out”. Another record label owner (Merritt 2003) notes that “For everybody here, we really like the music, we really like the people involved in it. I don’t think we’d do it otherwise… That’s entirely the reason we do it. It’s what separates what we’re doing from having a job selling insurance and making twice the money, or any other kind of job. I don’t think anybody has illusions or delusions of getting crazy rich off of what we’re doing. But we like what we’re doing”.
I have also surveyed audience members at three different shows for a preliminary audience profile and qualitative assessment of independent resources (see Appendix C, D). The surveys took place (and also I observed shows) at the Empty Bottle, a 250-person capacity independent venue, where the owner’s wife (who works in advertising) informed me one evening that the venue doesn’t do much advertising and isn’t as nice as other venues because it is more authentic—this is the kind of venue that infuses your skin with the smell of stale cigarettes and cheap American beer. I have seen no other study of this subculture that combines such personal experiences with audience opinions and the viewpoints of significant cultural producers.[7]
The notion of cultural homogeneity and the growth of trans-national cosmopolitanism are both closely related to each other, and to the issue of both economic and political globalization. The underwriting of the development of a British-style social realism soap opera in Kazakhstan (Crossroads) by a British governmental institute (Mandel 2002) and the popularity in Shanghai of television shows and televised films produced in America and the commercial centers of Taiwan and Hong Kong (Yang 2002) are two recent examples. Yet the tradition of cultural imperialism and the use of mass media to subsume the local under a de-localized concept of modernity go back even farther: Faris (2002) discusses the dehumanizing effect resulting from the introduction of photography to America’s Navajo population as early as the 1860s; while Anderson (1991) provides insight into the use of print media to provide a common culture (which he terms an “imagined community”) to previously separate locales, resulting in the political construction of nation-states.
Some suggest that the defense of local culture and cultural identity in the onslaught of globalized homogeneity “is more often in the interests of a local cultural elite than of the population at large”, as trans-national culture (and, hence, trans-local culture) has proven “remarkably popular” when compared with local products (Garnham 1993:257). Linking this popularity to fundamental notions of beauty and truth (in a Kantian fashion, as some are wont to do) presupposes a universalist determinism that doesn’t take into account historical context or differentiated values—essentially, this view lands its perpetrators in the same synchronic trap of Saussure’s and Lévi-Strauss’s structuralism. This view is further problematized when issues of economic commodification and political self-interests (and the resulting justification and perpetuation of a Western hegemony) are taken into account: regardless of whether or not the preservation of local culture is less in the interests of the general population than a local elite (as suggested above), the products distributed by the global culture industry rarely take into account any local interests whatsoever, aside from that which is readily marketable.
A
Frankfurt School argument might simply blame mass media in its totality and end
it there—after all, this is the necessary result of the loss of aura and
authenticity for Benjamin (1968), and Adorno and Horkheimer (1993) warned us this would happen if the media
industry continued on the track it was headed at mid-century. A
Exceptions to these
deterministic positions exist in droves, however.[8]
Cultures use modern media technologies outside of a Western context to
strengthen local communities: e.g., indigenous radio and television in
Although often used in a variety of
discourses with a somewhat implicit understanding, it is useful to fully
develop a theoretical basis and definition for the word “scene” as I use it.
Typical ethnomusicological usage tends to either define a scene by means of
geographic locality (e.g., the musical scene in
On Saturdays I open the record
store at ten in the morning. My first order of business is to call the owner so
that he knows I’m there on time—I’ve been too late too often to skip this. Then
I turn on the lights, turn on the computer and cash register, and count out the
drawer ($100 at all times) and the petty cash bag ($200 at all times). All this
time I’m listening to a CD, usually Ghost and Vodka’s Precious Blood (2001), which has some crazy instrumental
arpeggiated guitar music that never fails to make me smile, even after the
roughest of Friday nights. There’s a little bit of paperwork that needs to be
done, but I usually let it sit until
There
are basically three groups of customers that I deal with on a day-to-day basis:
those whom I’ve never seen before or simply don’t recognize because they don’t
come in very often and rarely need my assistance, the regulars that come in once
a week after they get their paychecks and only bother me when they’re ready to
pay, and the people from the scene whom I consider acquaintances or even
friends that bug me all the time for recommendations and favors.[9]
There are actually quite a lot of these: the
The Valley is also
historically a blue-collar area, home as it is to Bethlehem Steel for eighty or
ninety years. Because of this legacy, working-class values and a sense of
loyalty to one’s community are strong. Yet, even though I attend a college (
The store I work for, Play It Again, has been open for almost twenty years. In the early 1990s, just about everyone that worked there was in a band—everyone in Weston, probably the best-known pop-punk band from the Valley, worked here at one point or another, and their old roadie Chris still works here. Frank Foe, who has been running a zine and small record label continuously since 1984, also worked here back in the day and remains good friends with the owner.
The other main
record store in the Valley is over in
On this particular morning there are three friends hanging out in the store with me: Gina (who works here), her boyfriend Rick, and this guy Herbie who sets up shows about once every other month or so. About halfway through my third cigarette, the phone rings. “Play It Again”, I drawl in my best this-better-be-good sneer. I hate dealing with annoying customers on the phone before I finish my coffee. “Hello? My son was in your store last night and came home with a t-shirt that says ‘Down By Law’ on it and has a picture of what appears to be a policeman beating a guy on the ground. Can you tell me what this means?”
I place my
cigarette in the ashtray and begin. “Down By Law is a
She says, “Oh. Okay. Um, no thanks”, and quickly hangs up. My friends are standing around just listening and nodding. Any one of them could have delivered the same description. “Some people just don’t get it”, I say, before lighting my fourth cigarette.
“It’s kind of like a different world to some people, like parents”, Roy Ewing, ex-member of Champaign-Urbana-based band Braid and co-owner of Grand Theft Autumn Records, agrees after I tell him this story (2003). Yet, on the other hand, “I think it’s [also] more accessible now”, he says. “You can hear a band and be like, ‘Oh, I kind of like this’, and then go out and buy it… [and] the majority of bands, [you can] just go up and talk to them. It’s like hey, these are normal guys too. You know what I mean? That’s what I really love about the whole do-it-yourself scene, the underground, it’s just a bunch of friends hanging out. Even if you don’t know anybody, you usually just go out and talk to them”. One way we can begin to understand a subculture that is simultaneously exclusive and inclusive in this manner is through Bourdieu’s notion of habitus.
By habitus, Bourdieu means a second nature that develops over an individual’s lifetime. It is constructed through specific objective social conditions that are dependent upon a distinct locality, and it serves to suggest how individuals will act and react without resorting to a strict rule-based adherence. It generates practices and perceptions vis-à-vis specific situations, and suggests a commonality of background and values. One sees a similar habitus across members of the same social class, according to Bourdieu, and thus we can speak of a class habitus that therefore suggests that individual action results in an objective that is for the good of the class (1993:5).
As O’Connor (2002a:225) notes, the notion of habitus in an era of globalization is not strange, as mass advertising recognizes local and localized differences as distinct markets. This practice suggests that individuals from a common background, class, education, etc. have similar tastes in commodities such as sodas, sneakers, automobiles, and prime-time sitcoms, among other things. Locating a habitus of musical tastes, however, has proven difficult to even the most savvy of marketing executives: no matter how much research and money is thrown into promotion, even the biggest stars with the widest audiences have unpredictable flops (scale-wise), to say nothing of smaller artists who receive scant attention (marketing-wise) from their labels in comparison.[10] Yet, independent music scenes form a habitus that relies on components in addition to a common musical aesthetic.
What Hebdige (1979) identifies as the development of musical subcultures around pre-existing cultural forms can be used in the reverse—namely, that common (extra-musical) cultural forms can be developed (or their existence discovered) around pre-existing musical subcultures. Audiences coming together via a shared interest in a specific style of music often find that their commonalities go far beyond music, often into the realms of politics, economic critiques, lifestyle choices, religious beliefs, etc., many times regardless of age, sex, race, education, or economic level; I argue below that this is also regardless of geographic locale: this is the formation of a scene.[11]
The scene revolves around social spaces such as shows or record stores (as described above) or, more and more often, internet message boards. Daniel Sinker (2003), editor of Punk Planet, sees this as well: “Back pre-internet, a strong local scene was great because it meant that much more hype, it meant that much more help for a band or a zine or a distro or whatever. Whereas now, with the internet, it’s more like are they mentioning you in these forums or that, and so—it still stays local, but it’s a different definition of local, to some degree”.
A variety of ages
are involved, both as producers and consumers: 55% of my surveyed audience was
25 or younger, 33% was between the ages of 26 and 30, while a good 12% were 31
or older. Darcie Lunsford, co-owner of Polyvinyl
Records, sees that as well with some of their bands: “Like Matt Pond, that
could expand from our age [mid-to-late 20s] all the way up to 50. My dad likes
them, and he’s 65. Owen, he’s another one—a lot of older people just like his
guitar”. When she recently went to see Bad Religion (a punk band that has been
around since the 1980s) in
The specific concept of a concrete scene
is difficult to pin down. Does it solely rely on musical practices? Shank’s
(1994) ethnography describes many different aspects. He defines a scene as “an
overproductive signifying community; that is, far more semiotic information is
produced than can be rationally parsed” (ibid:122). Straw, going a bit further
in laying out musical boundaries, proposes that a scene is “that cultural space
in which a range of musical practices coexist, interacting with each other
within a variety of processes of differentiation, and according to widely
carrying trajectories of change and cross-fertilization”, resulting in a sense
of purpose that is “articulated within these forms of communication through
which the building of musical alliances and the drawing of musical boundaries
take place” (1991:373). O’Connor criticizes this opinion, suggesting that Straw’s
viewpoint can be used to define a “
O’Connor, for his part, is aware of these extra-musical identifiers. He uses the term “in the same way it is used within the punk scene”, that is, as “the active creation of infrastructure to support punk bands and other forms of creative activity” (2002a:226).[13] This infrastructure[14] includes record labels, fanzines, record stores,[15] college radio,[16] and venues, all typically operating independently of the commercial music industry. This aesthetic of independence—or “do-it-yourself” (DIY)—is the single largest identifier of a cohesive scene (cf. Kruse 1995:59), one of Finnegan’s “non-musical implications” of music (1989:327).
As an economic system, DIY works much like a remote local village: capital circulates among the members of the scene, providing a common economic base and support system that is necessary to keep the scene economically viable. As a political system, it works much like the field of high art:[17] generally, little outside corporate or commercial influence is tolerated; hence there is little taste and style imposed from without the scene, although the appropriation of external forms from within certainly does occur.[18] One of the most important forums for expression and dissemination of information is the fanzine (or zine).
Punk Planet is a bi-monthly magazine
published in
His contributors and staff members are from all over—aside from a couple of columnists and the part-time design staff, the associate editors are in San Francisco and L.A., one freelance writer lives in Australia, and the album reviewers send in their material through email. “Punk Planet itself started as an idea I posted to an old America Online message board back in ‘94”, Sinker says, “basically being like ‘Why can’t we do a magazine like this?’… The idea was born in that, look, there are people spread out all over the country. Some of them are kind of well known, some of them are totally no one, isn’t that kind of a distribution already? Couldn’t we utilize that, and all of these people, to write a magazine? That’s existed to this day”.
Punk Planet’s ad rates are reasonable ($450 for a full-age ad),[20] the subscription rates are low ($24 per year), and